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Paul James Ganshirt

Charles Schwab & Co., Inc.

Phoenix, AZ

CRD 6049947

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-06-04
  • AZ RA
    APPROVED
    Since 2024-06-04

Branch Locations

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc St. Louis MO 06/2015 05/2018
Stifel Nicolaus & Co Inc St. Louis MO 10/2018 12/2023
Unemployed St. Louis MO 05/2018 10/2018
Charles Schwab & Co., Inc Phoenix AZ 01/2024 Present
Charles Schwab Trust Bank Phoenix AZ 01/2024 Present
  • 06/2015 → 05/2018
    Scottrade, Inc
    St. Louis, MO
  • 10/2018 → 12/2023
    Stifel Nicolaus & Co Inc
    St. Louis, MO
  • 05/2018 → 10/2018
    Unemployed
    St. Louis, MO
  • 01/2024 → Present
    Charles Schwab & Co., Inc
    Phoenix, AZ
  • 01/2024 → Present
    Charles Schwab Trust Bank
    Phoenix, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-18
S63 Uniform Securities Agent State Law Examination 2013-10-30
  • S66 Uniform Combined State Law Examination
    2019-11-18
  • S63 Uniform Securities Agent State Law Examination
    2013-10-30

View on SEC IAPD

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