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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-01-16
PA RA APPROVED 2012-06-18
  • TX RA
    APPROVED
    Since 2013-01-16
  • PA RA
    APPROVED
    Since 2012-06-18

Branch Locations

417 Lackawanna Ave, Scranton, PA 18503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Wilkes-Barre PA 03/2012 Present
Bank Of America, N.A. Wilkes-Barre PA 10/2012 Present
  • 03/2012 → Present
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Wilkes-Barre, PA
  • 10/2012 → Present
    Bank Of America, N.A.
    Wilkes-Barre, PA
Other Businesses

I*: 409471For profit or not for profit: For-Profit OrganizationName of outside business organization: Malone Holdings LLCInvestment related: NoAddress of business: South Abington Twp, Pennsylvania 18411Position, title, association: General Partner/Managing Member, OwnerStart date of relationship: 3/10/2021Number of hours devoted: 0 Number of hours devoted during trading hours: 0Duties: This LLC was originally created but never used for real estate. I will be using the LLC to invest in the Greats of Craft III which is approved and listed in the AIM private investments disclosure instead of investing in the company in my own name. I will be opening a checking account that I will deposit the dividends/distributions that Malone Holdings receives from Greats of Craft III but I will have no active role/checking writing capabilities in the underlying business itself other than being a minority investor. I*3624271, Entity Type: Entity Charitable, Name of OBA: Ignatian Volunteer Corps of Northeastern PA, Address: Scranton, Pennsylvania, 18510, Investment Related: N, Position, Title, Association: Board Member, Employee Start Date: 02/11/2026, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: Board Member of Local Northeastern PA chapter An organization geared toward volunteer work around food access, shelter, education, senior services, education and youth development

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-15
  • S66 Uniform Combined State Law Examination
    2012-06-15

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