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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-12-01
  • TX RA
    APPROVED
    Since 2020-12-01

Branch Locations

550 Bailey Avenue Suite 700, Fort Worth, TX 76107 • United States

Georgetown, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Austin TX 03/2012 11/2020
Bank Of America, N.A. Austin TX 08/2012 11/2020
Robert W Baird Houston TX 11/2020 Present
  • 03/2012 → 11/2020
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Austin, TX
  • 08/2012 → 11/2020
    Bank Of America, N.A.
    Austin, TX
  • 11/2020 → Present
    Robert W Baird
    Houston, TX
Previous Registrations
Other Businesses

(1)FOR-PROFIT ORGANIZATIONGRANT & PALOMBO MARKETING SERVICES, INC.-1380 FRENCH CREEK DRIVE-WAYZATA-MINNESOTA55391-NN-0-ANNUALLY-0-7/1/1991-OFFICER--THIS IS A BUSINESS THAT HAS NOT BEEN ACTIVE IN TERMS OF REVENUE FOR MANY YEARS. IT IS IN THE PROCESS OF BEING CLOSED.- I*85368 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: JEREMIAH PROGRAM INVESTMENT RELATED: N ADDRESS OF BUSINESS: AUSTIN, TEXAS 78763 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 42036 NUMBER OF HOURS DEVOTED: 8 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 2 DUTIES: SERVE ON FUNDRAISING COMMITTEE FOR THE AUSTIN, TX DIVISION OF JEREMIAH PROGRAM I*89423 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: IMPACT AUSTIN INVESTMENT RELATED: N ADDRESS OF BUSINESS: AUSTIN, TEXAS 78755 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 1/11/2016 NUMBER OF HOURS DEVOTED: 20 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 5 DUTIES: SERVICE ON FOCUS AREA COMMITTEE--FAMILY--TO HELP NARROW THE NON-PROFIT CANDIDATES TO PUT ON A VOTING SLATE FOR THE MEMBERSHIP OF THE IMPACT AUSTIN COLLECTIVE GIVING ORGANIZATION. I*96881 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: OIL AND GAS ROYALTY INCOME INVESTMENT RELATED: N ADDRESS OF BUSINESS: AUSTIN, TEXAS 78701 NATURE OF BUSINESS: FAMILY BUSINESS, POSITION, TITLE, ASSOCIATION: PARTICIPANT, START DATE OF RELATIONSHIP: 8/1/2010 NUMBER OF HOURS DEVOTED: 2 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PASSIVE INCOME RECEIPT FROM OIL AND GAS I*113042 For profit or not for profit: Non-Profit Organization Name of outside business organization: Impact Austin Investment related: N Address of business: Austin, Texas 78755 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 3/15/2018 Number of hours devoted: 20 hour(s) Monthly Number of hours devoted during trading hours: 5 Duties: Impact Austin is awomen's collective giving 501(c) 3 In this role fo Vice president--duties are: o expected to serve in a president-elect role Work closely with the President to ensure a smooth transition

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-13
  • S66 Uniform Combined State Law Examination
    2012-06-13

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