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Andrew Christopher Thompson

Osaic Wealth, Inc.

Madison, WI

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-24
WI RA APPROVED 2025-01-24
  • TX RA
    APPROVED
    Since 2025-01-24
  • WI RA
    APPROVED
    Since 2025-01-24

Branch Locations

406 Science Drive Suite 310, Madison, WI 53711-1068 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Diversions Scuba, Llc Madison WI 07/2007 Present
Lincoln Financial Advisors Madison WI 08/2012 01/2025
Osaic Wealth, Inc. Madison WI 01/2025 Present
  • 07/2007 → Present
    Diversions Scuba, Llc
    Madison, WI
  • 08/2012 → 01/2025
    Lincoln Financial Advisors
    Madison, WI
  • 01/2025 → Present
    Madison, WI
Previous Registrations
  • 2013-01-29 → 2025-01-24
    Osaic Fa, Inc.
    Madison, WI
Other Businesses

1) DIVERSIONS SCUBA 5504 UNIVERSITY AVENUE MADISON, WI 53715 CATEGORY: INSTRUCTOR INVESTMENT-RELATED: NO TITLE: SCUBA INSTRUCTOR AND RETAIL DUTIES: TEACH SCUBA CLASSES START DATE: 08/25/2007 HOURS PER MONTH: 20 HOURS PER MONTH DURING TRADING HOURS: 0 2) THE NEW YORK TIMES COMPANY 64 GOLDENROD LANE #2 MADISON, WI 53719 CATEGORY: MEDIA INVESTMENT RELATED: NO TITLE: CONTRIBUTOR DUTIES: CONTRIBUTE OP-ED ARTICLES REGARDING MY TIME AS A MILITARY SERVICE MEMBER. START DATE: 10/01/2014 HOURS PER MONTH: 0 HOURS PER MONTH DURING TRADING HOURS: 0 3) ANDREW THOMPSON (INDIVIDUAL BUSINESS CONSULTING) 701 ONEIDA PL MADISON, WI 53711 CATEGORY: CONSULTANT INVESTMENT RELATED: NO TITLE: CONSULTANT DUTIES: I HAVE THE GOOD FORTUNE OF MAKING CONNECTIONS WITH SEVERAL ORGANIZATIONS AND COMPANIES OUTSIDE OF THE US WHO WISH TO ENGAGE ME IN GENERAL BUSINESS CONSULTING. SCOPE OF DUTIES INCLUDES BUSINESS PLANS, FINANCIAL MODELING AND PROJECTIONS, PREPARATION OF ASSOCIATED COLLATERAL, CUSTOMER AND STAKEHOLDER INTERVIEWS AND DISCOVERY, MARKET RESEARCH, AND PROJECT PLANNING. FINANCIAL MODELING AND DISCUSSIONS WILL BE INTERNAL ONLY, WILL NOT ENGAGE IN ANY INVESTOR RELATIONS. START DATE: 7/28/2023 HOURS PER MONTH: 10 HOURS PER MONTH DURING TRADING HOURS: 0 4) THE CAPITAL GROUP POSITION: President NATURE: S-Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/01/2013 ADDRESS: 406 Science Dr, Suite 310, Madison WI 53711, United States DESCRIPTION: Function as an assistant to a registered rep; also function as registered rep (application to Osaic is in process); function as officer in the company for specific tasks as delegated by business owners 5) ADJUNCT INSTRUCTOR - UNIVERSITY OF WISCONSIN LAW SCHOOL POSITION: Adjunct Instructor NATURE: Co-teach Law 771: Selected Topics in Estate Planning INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/20/2025 ADDRESS: 975 Bascom Mall, Madison WI 53706-1399, United States DESCRIPTION: Instruct law students in selected topics related to estate planning

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-14
  • S66 Uniform Combined State Law Examination
    2013-01-14

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