Best Investors
Account
Sign in
Best Investors
Account
Sign in
14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-07-12 |
| CO | RA | APPROVED | 2018-04-27 |
Branch Locations
3710 N Main St. Suite 101, Durango, CO 81301 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2018-04-30 |
| TX | RA | APPROVED | 2018-04-27 |
Branch Locations
3710 Main Ave Ste 101, Durango, CO 81301-4033 • United States
15 Bodo Drive, Durango, CO 81303 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Durango | CO | 12/2015 | Present |
| Western Wealth Management, Llc | Durango | CO | 01/2016 | 03/2018 |
| Western Wealth Management, Llc | Durango | CO | 03/2018 | Present |
1. 1/21/2016: Western Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/7/2015 - 60 Hours Per Month/6 Hours During Securities Trading - Time Spent 40%. 2. 1/21/2016: Kennebec Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/7/2015 - 60 Hours Per Month/6 Hours During Securities Trading - Time Spent 50%. 3. 1/27/2016: Western Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 12/7/2015 - 60 Hours Per Month/6 Hours During Securities Trading - Time Spent 10% - ADMIN. 4. 3/21/2016: Gervais & Associates - Not Investment Related - 3710 Main Ave, Suite 100, Durango CO 81301 - Outside/W-2 Employment - Started 03/10/2016 - 20 Hours Per Month/0 Hours During Securities Trading - Data entry for CPA firm. 5. 1/21/2021 - Investment Center located at Credit Union of Colorado - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 1/1/2021 - 40 Hours Per Month/1 Hour During Securities Trading. 6. 4/5/2021 - Kennebec Wealth Management - Not Investment Related - At Reported Business Location(s) - Other-Notary - Start Date: 4/1/2021 - 1 Hour Per Month/1 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-04-27 |
| S66 | Uniform Combined State Law Examination | 2007-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-02 |
Reach out to this advisor