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611 Story Street, Boone, IA 50036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2017-12-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Russell Wealth Management, Inc. | Boone | IA | 09/2014 | Present |
| Russell Wealth Advisors, Inc. | Boone | IA | 12/2017 | Present |
| Lpl Financial, Llc | Boone | IA | 06/2015 | Present |
1. 02/27/2018 - RUSSELL WEALTH MANAGEMENT/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 0%/ BOONE, IA. 2. 4/13/2018 - Russell Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/11/2018 - 120 Hours Per Month During Securities Trading. 3. 4/20/2018 - Russell Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 12/15/2017 - 160 Hours Per Month - I provide investment advisory services through Russell Wealth Advisors, an independent investment advisor firm. I started this business activity on 4/20/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-03-05 |
| S65 | Uniform Investment Adviser Law Examination | 2017-07-01 |
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