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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-11-07 |
| NJ | RA | APPROVED | 2024-05-14 |
| IL | RA | APPROVED | 2023-10-06 |
| MN | RA | APPROVED | 2023-03-07 |
| OK | RA | APPROVED | 2023-02-08 |
| NC | RA | APPROVED | 2022-07-29 |
| GA | RA | APPROVED | 2022-04-06 |
| SC | RA | APPROVED | 2022-01-26 |
| VT | RA | APPROVED | 2021-08-12 |
| MT | RA | APPROVED | 2021-06-10 |
| FL | RA | APPROVED | 2021-01-29 |
| MI | RA | APPROVED | 2020-10-23 |
| OR | RA | APPROVED | 2020-07-06 |
| AZ | RA | APPROVED | 2019-10-29 |
| WA | RA | APPROVED | 2019-01-02 |
| CO | RA | APPROVED | 2018-08-28 |
| CA | RA | APPROVED | 2018-03-02 |
| TX | RA | APPROVED | 2017-03-01 |
Branch Locations
6000 Western Place Suite 120, Fort Worth, TX 76107 • United States
Fort Worth, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co | Fort Worth | TX | 03/2012 | 12/2016 |
| Park Avenue Securities Llc | Fort Worth | TX | 11/2013 | 12/2016 |
| Park Avenue Securities | Addison | TX | 01/2017 | 03/2019 |
| Guardian Life Insurance | Addison | TX | 01/2017 | 03/2019 |
| Guardian Life Insurance Company | Fort Worth | TX | 03/2019 | Present |
| Park Avenue Securities | Fort Worth | TX | 03/2019 | Present |
| Guardian Life Insurance Company | Fort Worth | TX | 06/2024 | Present |
| Park Avenue Securities | Fort Worth | TX | 06/2024 | Present |
1. UNITED HEALTHCARE-Medicare for my 65+ year-old clients whenever it may come up. Start: 08/01/2018 Address: 209 W. 2nd St #108, Ft Worth, TX 76102 1 bus hr per month Investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 2014-01-21 |
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