Ted Bancroft Sego

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 01/2020
  Morgan Stanley Private Bank, National Association
  New York, NY
• 01/2020 → Present
  Lpl Financial Llc
  Springdale, AR

Previous Registrations

• 2012-06-08 → 2020-01-21
  Morgan Stanley
  Fayetteville, AR

Other Businesses

1) 3/25/2020 - The Point Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/16/2020 - 160 Hours Per Month During Securities Trading. 2) 03/03/2026 - Bancroft Financial, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Fayetteville, AR - Start Date 01/01/2026 - 160 hours per month/ during trading

Exams

• S66 Uniform Combined State Law Examination
  2012-06-07

Other Names

• Edward Bancroft Sego