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Samantha Harrison

Empower Advisory Group, LLC

Greenwood Village, CO

CRD 6045976

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-03
  • TX RA
    APPROVED
    Since 2023-04-03

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Allen TX 08/2015 07/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Allen TX 08/2015 07/2021
Personal Capital Advisors Corporation Sherman TX 07/2021 Present
Empower Advisory Group, Llc Greenwood Village CO 04/2023 Present
Previous Registrations
  • 2021-07-20 → 2023-04-03
    Personal Capital Advisors Corporation
    Greenwood Village, CO
    Sherman, TX
  • 2015-08-20 → 2021-07-15
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Allen, TX
    Allen, TX
    Mckinney, TX
    Greenville, TX
    Greenville, TX
  • 2012-07-30 → 2015-08-14
    Edward Jones
    Plano, TX
    St Louis, MO
    Allen, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-01
  • S66 Uniform Combined State Law Examination
    2012-06-01
Other Names
  • Samantha Marie Wong
  • Samantha Marie Harrison

View on SEC IAPD

Nearby Firms

DODDS WEALTH, LLC
MARSHALL INVESTMENT MANAGEMENT, LLC
AXS CAPITAL, LLC

Nearby Investors

BRENNAN PAUL PATE
JOHN MICHAEL DODDS
Natalie Ford

Nearby Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO

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