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Robert Lee Cox

Edward Jones

Fond Du Lac, WI

Fond Du Lac, WI

CRD 6045945

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2019-05-20
TX RA APPROVED 2019-05-17
WI RA APPROVED 2019-05-17
  • MO RA
    APPROVED
    Since 2019-05-20
  • TX RA
    APPROVED
    Since 2019-05-17
  • WI RA
    APPROVED
    Since 2019-05-17

Branch Locations

101 Wisconsin American Dr Suite 100, Fond Du Lac, WI 54937-6701 • United States

68 North Main Street, Fond Du Lac, WI 54935 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2012 Present
Previous Registrations
  • 2012-06-05 → 2019-04-24
    St Louis, MO
    Granby, CO
    Fraser, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-01
  • S66 Uniform Combined State Law Examination
    2012-06-01

View on SEC IAPD

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