Brett Allen Pierson

Employer firm

Oberweis Asset Management Inc CRD 105471

$5.06B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 04/2021
  Nuveen Securities, Llc
  Chicago, IL
• 04/2021 → Present
  Oberweis Securities, Inc
  Lisle, IL

Previous Registrations

• 2013-11-19 → 2021-04-20
  Nuveen Asset Management, Llc
  Chicago, IL
• 2012-08-13 → 2013-10-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Northbrook, IL

Exams

• S66 Uniform Combined State Law Examination
  2012-08-09

Other Names

• Brett Allen Pierson