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Ashley Jean Gaszak

J.P. Morgan Securities LLC

Brookfield, WI

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-03
WI RA APPROVED 2023-04-03
  • TX RA
    APPROVED_RES
    Since 2025-09-03
  • WI RA
    APPROVED
    Since 2023-04-03

Branch Locations

14900 West Capitol Drive, Brookfield, WI 53005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank (Wi) Brookfield WI 08/2011 Present
J.P. Morgan Securities Llc Brookfield WI 10/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-01
S63 Uniform Securities Agent State Law Examination 2012-05-21
  • S66 Uniform Combined State Law Examination
    2023-04-01
  • S63 Uniform Securities Agent State Law Examination
    2012-05-21
Other Names
  • Ashley J Clapper
  • Ashley Clapper
  • Ashley Jean Clapper

View on SEC IAPD

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Thomas James Berkholtz
Heather Christine Shutta
Jeffrey Lynn Stanich
Clayton Joel Beilfuss
Logan Alexander Kepler

Other Offices

ANNEX WEALTH MANAGEMENT, LLC · BROOKFIELD, WI
RBC CAPITAL MARKETS, LLC · BROOKFIELD, WI
MARINER · BROOKFIELD, WI
M HOLDINGS SECURITIES, INC. · Brookfield, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Brookfield, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Brookfield, WI
ENTASIS ASSET MANAGEMENT LLC · Brookfield, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BROOKFIELD, WI

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