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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-12-04 |
| CA | RA | APPROVED | 2012-11-29 |
Branch Locations
2555-2595 W Chandler Blvd Ci Client Services, Chandler, AZ 85224 • United States
Chandler, AZ • United States
540 W Madison St Ci Client Services, Chicago, IL 60661 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 11/2012 | Present |
| Bank Of America, N.A | Chandler | AZ | 12/2012 | Present |
I*10927 For profit or not for profit: Name of outside business organization: Rental Property Investment related: Address of business: Scottsdale, Arizona 85251 Nature of business: , Compensation for Activity: Position, title, association: , Start date of relationship: 3/8/2021 Number of hours devoted: 4 hour(s) Number of hours devoted during trading hours: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-06 |
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