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Eric Nompleggi

Ameriprise Financial Services, LLC

Daytona Beach, FL

Deland, FL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-06-21
  • FL RA
    APPROVED
    Since 2024-06-21

Branch Locations

1 Daytona Blvd Ste 270 Fl 2Nd, Daytona Beach, FL 32114 • United States

Deland, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2012 06/2024
Ameriprise Financial Services, Llc Daytona FL 06/2024 Present
Previous Registrations
  • 2012-06-05 → 2024-06-21
    Edward Jones
    Deland, FL
    St Louis, MO
    Deland, FL
    Deland, FL
    New Smyrna Beach, FL
Other Businesses

Real Estate Ownership; Single Family; 1109 Flat Rock Gap Rd, , Blairsville, GA, 30512; Investment-Related; 04/01/2024. Board of Directors; West Volusia FCA; Chairman of the board; 2619 WINNEMISSETT OAKS DR, , DeLand, FL, 32724; Not Investment-Related; 02/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-01
  • S66 Uniform Combined State Law Examination
    2012-06-01
Designations
Other Names
  • Eric S Nompleggi
  • Eric Samuel Nompleggi
  • Eric Nompleggi

View on SEC IAPD

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Other Investors

MARK EDWARD NICHOLS
SHANNON LEE BARNWELL
JULIAN C LOPEZ
SUSAN O FINLEY
GAGE KASBEER
JESSE KYLE TURNIPSEED
Lucas D Haber
ANN W SNELLINGS

Other Offices

CHARTER ADVISORY SERVICES, LLC · DAYTONA BEACH, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · DAYTONA BEACH, FL
PRIME CAPITAL FINANCIAL · Daytona Beach, FL
WELLS FARGO CLEARING SERVICES, LLC · DAYTONA BEACH, FL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · DAYTONA BEACH, FL
TRUIST ADVISORY SERVICES, INC. · DAYTONA BEACH, FL
EDWARD JONES · DAYTONA BEACH, FL
BENJAMIN F. EDWARDS & COMPANY, INC. · Daytona Beach, FL

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