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Briner C Ellis

Morgan Stanley

Cincinnati, OH

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-28
OH RA APPROVED 2022-01-05
  • TX RA
    APPROVED
    Since 2023-02-28
  • OH RA
    APPROVED
    Since 2022-01-05

Branch Locations

7755 Montgomery Road 2Nd Floor, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
W&S Brokerage Services Cincinnati OH 03/2017 09/2021
Western & Southern Life / Western Southern Financial Group Cincinnati OH 12/2015 09/2021
Morgan Stanley Smith Barney Llc Cincinnati OH 09/2021 Present
  • 03/2017 → 09/2021
    W&S Brokerage Services
    Cincinnati, OH
  • 12/2015 → 09/2021
    Western & Southern Life / Western Southern Financial Group
    Cincinnati, OH
  • 09/2021 → Present
    Morgan Stanley Smith Barney Llc
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-05
S63 Uniform Securities Agent State Law Examination 2009-07-31
  • S66 Uniform Combined State Law Examination
    2022-01-05
  • S63 Uniform Securities Agent State Law Examination
    2009-07-31
Other Names
  • Briner Clark Ellis

View on SEC IAPD

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MICHAEL WILLIAM POPIL
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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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