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Pierre Robin Olivarez Dualan

J.P. Morgan Securities LLC

San Jose, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-10
CA RA APPROVED 2017-11-28
  • TX RA
    APPROVED_RES
    Since 2022-05-10
  • CA RA
    APPROVED
    Since 2017-11-28

Branch Locations

5640 Cottle Rd, Ste 10, San Jose, CA 95123 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank San Francisco CA 06/2011 09/2017
J.P. Morgan Securities Llc San Jose CA 03/2019 Present
Golden State Warriors Oakland CA 10/2015 12/2022
Jpmorgan Chase Bank, N.A. San Jose CA 10/2017 11/2017
Jpmorgan Chase Bank, N.A. San Jose CA 03/2019 Present
Jpmorgan Chase Bank San Jose CA 12/2017 12/2018
Jpmorgan Chase Bank San Jose CA 01/2019 02/2019
  • 06/2011 → 09/2017
    Jpmorgan Chase Bank
    San Francisco, CA
  • 03/2019 → Present
    J.P. Morgan Securities Llc
    San Jose, CA
  • 10/2015 → 12/2022
    Golden State Warriors
    Oakland, CA
  • 10/2017 → 11/2017
    Jpmorgan Chase Bank, N.A.
    San Jose, CA
  • 03/2019 → Present
    Jpmorgan Chase Bank, N.A.
    San Jose, CA
  • 12/2017 → 12/2018
    Jpmorgan Chase Bank
    San Jose, CA
  • 01/2019 → 02/2019
    Jpmorgan Chase Bank
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-22
S63 Uniform Securities Agent State Law Examination 2012-05-21
  • S66 Uniform Combined State Law Examination
    2017-11-22
  • S63 Uniform Securities Agent State Law Examination
    2012-05-21
Other Names
  • Pierre Olivarez Dualan
  • Pierre Robin O Dualan
  • Pierre Dualan

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
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