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Brian Lee Foote

Wells Fargo Clearing Services, LLC

Savage, MN

Minneapolis, MN

Burnsville, MN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-07-27
MN RA APPROVED 2014-01-21
  • TX RA
    APPROVED
    Since 2020-07-27
  • MN RA
    APPROVED
    Since 2014-01-21

Branch Locations

5705 Loftus Dr, Savage, MN 55378 • United States

90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States

925 County Rd 42 W, Burnsville, MN 55306 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Highlands Ranch CO 03/2012 11/2016
Wells Fargo Bank Na Highlands Ranch CO 09/2010 Present
Wells Fargo Clearing Services, Llc Highlands Ranch CO 11/2016 Present
  • 03/2012 → 11/2016
    Wells Fargo Advisors, Llc
    Highlands Ranch, CO
  • 09/2010 → Present
    Wells Fargo Bank Na
    Highlands Ranch, CO
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Highlands Ranch, CO
Other Businesses

POWER OF ATTORNEY FOR FATHER IN-LAW; INV RELATED; LAKEVILLE, MN; START: 8/31/18; 0 HR/MO; 0 DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-09
S63 Uniform Securities Agent State Law Examination 2012-05-08
  • S66 Uniform Combined State Law Examination
    2018-11-09
  • S63 Uniform Securities Agent State Law Examination
    2012-05-08
Designations
Other Names
  • Brain Lee Foote

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
EDWARD JONES
OSAIC WEALTH, INC.
J.P. MORGAN SECURITIES LLC
AMERIPRISE FINANCIAL SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
U.S. BANCORP ADVISORS, LLC
SCARECROW TRADING INC.

Other Investors

CASEY Anne FOX
CHRISTOPHER MILTON DOCK
Michael Schmid
Gena Lauren Wey
ERIK RYAN PLAISTED
SHANE THOMAS SWANKE
STEVEN T LYDEN
Nicholas Starosta

Other Offices

LPL FINANCIAL LLC · SAVAGE, MN
EDWARD JONES · SAVAGE, MN
OSAIC WEALTH, INC. · SAVAGE, MN
LPL FINANCIAL LLC · PRIOR LAKE, MN
J.P. MORGAN SECURITIES LLC · Savage, MN
AMERIPRISE FINANCIAL SERVICES, LLC · SAVAGE, MN
EDWARD JONES · SAVAGE, MN
STATE FARM INVESTMENT MANAGEMENT CORP. · Savage, MN

More in Savage, MN

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