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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-01-16
  • PA RA
    APPROVED
    Since 2019-01-16

Branch Locations

200 Gibraltar Rd Ste 115, Horsham, PA 19044 • United States

Wealthcare Advisory Partners Llc

1065 Andrew Drive, West Chester, PA 19380 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2018-02-07
  • PA RA
    APPROVED
    Since 2018-02-07

Branch Locations

1065 Andrew Drive, West Chester, PA 19380 • United States

200 Gibraltar Road Suite 115, Horsham, PA 19044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hornor, Townsend & Kent, Inc Horsham PA 03/2012 10/2016
Penn Mutual Life Insurance Co Horsham PA 03/2012 10/2016
Lpl Financial, Llc Horsham PA 11/2016 Present
Wealthcare Advisory Partners Llc Horsham PA 02/2018 Present
Other Businesses

1. 11/03/2016 - Non-Variable Insurance - inv rel - at reported business location(s) - start: 10/20/2016 - 160 hr/mth - sells: Life, disability, LTC, Fixed annuities 2. 11/03/2016 - Secure Planning Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/20/2016 - 210 Hours Per Month/7 Hours During Securities Trading - Time Spent 100%. 3. 3/7/2018 - Wealthcare Advisory Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 01/18/2018 - 80 Hours Per Month/3 Hours During Securities Trading - I provide investment advisory services through Wealthcare Advisory Partners, LLC, an independent investment advisor firm. I started this business activity 01/18/2018. I expect to spend approximately 80 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 3/7/2018 - Wealthcare Advisory Partners, LLC - DBA: (Hybrid) Secure Planning Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 01/18/2018 - 80 Hours Per Month/3 Hours During Securities Trading - I provide investment advisory services through Wealthcare Advisory Partners LLC, an independent investment advisor firm. I started this business activity in 01/18/2018. I expect to spend approximately [80 hours per month] on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 02/27/2024 - Soloff Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/31/2024 - 1 Hour Per Month/ 1 Hour During Trading 6. 03/28/2024 - Real Estate Rental - Investment Related - Conshohocken, PA - Start Date 10/06/2023 - 1 Hour Per Month/ 0 Hours During Trading 7. 11/03/2025 - myRock - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/01/2025 - 20 hours per month/ 15 hours during trading 8. 01/27/2026 - myRock Divorce - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2026 - 20 hours per month/ 10 hours during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-05-11
  • S63 Uniform Securities Agent State Law Examination
    2012-05-11
Designations
Other Names
  • Alison Pettine
  • Alison Pettine Hecker
  • Alison Elizabeth Pettine
  • Alison Elizabeth Pettine Hecker

View on SEC IAPD

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