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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2019-01-16 |
Branch Locations
1065 Andrew Drive, West Chester, PA 19380 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2018-02-07 |
Branch Locations
1065 Andrew Drive, West Chester, PA 19380 • United States
200 Gibraltar Road Suite 115, Horsham, PA 19044 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hornor, Townsend & Kent, Inc | Horsham | PA | 03/2012 | 10/2016 |
| Penn Mutual Life Insurance Co | Horsham | PA | 03/2012 | 10/2016 |
| Lpl Financial, Llc | Horsham | PA | 11/2016 | Present |
| Wealthcare Advisory Partners Llc | Horsham | PA | 02/2018 | Present |
1. 11/03/2016 - Non-Variable Insurance - inv rel - at reported business location(s) - start: 10/20/2016 - 160 hr/mth - sells: Life, disability, LTC, Fixed annuities 2. 11/03/2016 - Secure Planning Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/20/2016 - 210 Hours Per Month/7 Hours During Securities Trading - Time Spent 100%. 3. 3/7/2018 - Wealthcare Advisory Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 01/18/2018 - 80 Hours Per Month/3 Hours During Securities Trading - I provide investment advisory services through Wealthcare Advisory Partners, LLC, an independent investment advisor firm. I started this business activity 01/18/2018. I expect to spend approximately 80 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 3/7/2018 - Wealthcare Advisory Partners, LLC - DBA: (Hybrid) Secure Planning Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 01/18/2018 - 80 Hours Per Month/3 Hours During Securities Trading - I provide investment advisory services through Wealthcare Advisory Partners LLC, an independent investment advisor firm. I started this business activity in 01/18/2018. I expect to spend approximately [80 hours per month] on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 02/27/2024 - Soloff Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/31/2024 - 1 Hour Per Month/ 1 Hour During Trading 6. 03/28/2024 - Real Estate Rental - Investment Related - Conshohocken, PA - Start Date 10/06/2023 - 1 Hour Per Month/ 0 Hours During Trading 7. 11/03/2025 - myRock - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/01/2025 - 20 hours per month/ 15 hours during trading 8. 01/27/2026 - myRock Divorce - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2026 - 20 hours per month/ 10 hours during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-05-11 |
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