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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-08-30
  • FL RA
    APPROVED
    Since 2022-08-30

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Port Charlotte, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Waynesboro VA 09/2016 11/2016
Wells Fargo Bank Na Waynesboro VA 09/2016 08/2017
Unemployed Wyomissing PA 07/2016 09/2016
Wells Fargo Clearing Services, Llc Waynesboro VA 11/2016 08/2017
Unemployed 25 Morgan Dr NJ 08/2017 10/2017
Pnc Investments Pittsburgh PA 10/2017 06/2018
Pnc Bank Sparta Township NJ 10/2017 06/2018
N/A Wyomissing PA 06/2018 12/2018
Suntrust Now Truist Towson MD 12/2018 04/2020
Bb&T Securities Hunt Valley MD 05/2020 02/2021
Truist Investment Services, Inc. Hunt Valley MD 02/2021 08/2021
Truist Advisory Services, Inc. Atlanta GA 02/2021 08/2021
Morgan Stanley Temple Terrace FL 11/2021 04/2022
Empower Financial Services, Inc Greenwood Village CO 08/2022 Present
Unemployed Apollo Beach FL 04/2022 08/2022
  • 09/2016 → 11/2016
    Wells Fargo Advisors, Llc.
    Waynesboro, VA
  • 09/2016 → 08/2017
    Wells Fargo Bank Na
    Waynesboro, VA
  • 07/2016 → 09/2016
    Unemployed
    Wyomissing, PA
  • 11/2016 → 08/2017
    Wells Fargo Clearing Services, Llc
    Waynesboro, VA
  • 08/2017 → 10/2017
    Unemployed
    25 Morgan Dr, NJ
  • 10/2017 → 06/2018
    Pnc Investments
    Pittsburgh, PA
  • 10/2017 → 06/2018
    Pnc Bank
    Sparta Township, NJ
  • 06/2018 → 12/2018
    N/A
    Wyomissing, PA
  • 12/2018 → 04/2020
    Suntrust Now Truist
    Towson, MD
  • 05/2020 → 02/2021
    Bb&T Securities
    Hunt Valley, MD
  • 02/2021 → 08/2021
    Truist Investment Services, Inc.
    Hunt Valley, MD
  • 02/2021 → 08/2021
    Atlanta, GA
  • 11/2021 → 04/2022
    Temple Terrace, FL
  • 08/2022 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 04/2022 → 08/2022
    Unemployed
    Apollo Beach, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-14
S63 Uniform Securities Agent State Law Examination 2012-05-21
  • S65 Uniform Investment Adviser Law Examination
    2020-12-14
  • S63 Uniform Securities Agent State Law Examination
    2012-05-21
Other Names
  • Jackie A Garris
  • Jacqueline Ann Garris
  • Jackie Ann Garris
  • Jacqueline A Garris
  • Jacqueline Garris

View on SEC IAPD

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