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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2012-12-03 |
Branch Locations
1010 Sleater Kinney Rd Se, Lacey, WA 98503 • United States
999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Tacoma | WA | 08/2010 | Present |
| Wells Fargo Advisors, Llc | Tacoma | WA | 03/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Tacoma | WA | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-08 |
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