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538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-05-05 |
| CA | RA | APPROVED | 2022-05-03 |
Branch Locations
29222 Rancho Viejo Road Suite 122E, San Juan Capistrano, CA 92675 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Schools First Federal Credit Union | Tusin | CA | 11/2012 | 05/2022 |
| Cuna Brokerage Services, Inc., | Waverly | IA | 11/2012 | 05/2022 |
| Osaic Institutions, Inc. (Formerly Infinex Investments, Inc.) | Meriden | CT | 05/2022 | Present |
1.) Sediqi Capital LLC. Yes, investment related. Owner. Started 6/2022. Approx 10 hours per month. 0 hours during trading hours. LLC created to receive 1099 income from OSAIC. Manage record keeping of account.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-05-23 |
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