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303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-04-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Miami | FL | 03/2012 | 11/2016 |
| Wells Fargo Bank | Miami | FL | 06/2005 | 04/2024 |
| Wells Fargo Clearing Services, Llc | Miami | FL | 11/2016 | 04/2024 |
| Truist Investment Services, Inc | Ft Lauderdale | FL | 04/2024 | Present |
| Truist Advisory Services, Inc | Ft Lauderdale | FL | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-08 |
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