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Mariam Sara Kiyam

Wells Fargo Clearing Services, LLC

Wayne, NJ

Short Hills, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-06-21
  • NJ RA
    APPROVED
    Since 2021-06-21

Branch Locations

1210 Hamburg Tpke 1St Floor, Wayne, NJ 07470 • United States

51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Wayne NJ 02/1998 Present
Wells Fargo Advisors Llc Wayne NJ 03/2012 11/2016
Wells Fargo Clearing Services, Llc Wayne NJ 11/2016 Present
  • 02/1998 → Present
    Wells Fargo Bank Na
    Wayne, NJ
  • 03/2012 → 11/2016
    Wells Fargo Advisors Llc
    Wayne, NJ
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Wayne, NJ
Other Businesses

RENTAL PROPERTY, INV RELATED, PATERSON, NJ, 100% OWNERSHIP, START DATE: 2/1/13, 0 HRS PER MONTH, 0 HRS DURING TRADING, LANDLORD;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-30
S63 Uniform Securities Agent State Law Examination 2012-07-11
  • S66 Uniform Combined State Law Examination
    2020-11-30
  • S63 Uniform Securities Agent State Law Examination
    2012-07-11
Other Names
  • Mariam S Kiyam

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
TD PRIVATE CLIENT WEALTH LLC
CETERA INVESTMENT ADVISERS LLC
LPL ENTERPRISE, LLC
J.P. MORGAN SECURITIES LLC
EDWARD JONES
HIGHLAND FINANCIAL ADVISORS, LLC
STEWARD PARTNERS INVESTMENT ADVISORY, LLC

Other Investors

BETH ELLEN BRADEN-CORN
MARK SZWAGULINSKI
WALTER JAY GOLCZEWSKI
JOHN PAUL BARBARY
ERIC R LEVENS
GEORGE RICHARD BARNES
NEIL FRANCIS BURKE
Maria Mark

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Wayne, NJ
TD PRIVATE CLIENT WEALTH LLC · Pompton Plains, NJ
CETERA INVESTMENT ADVISERS LLC · WAYNE, NJ
LPL ENTERPRISE, LLC · RIVERDALE, NJ
J.P. MORGAN SECURITIES LLC · Pompton Plains, NJ
EDWARD JONES · POMPTON PLAINS, NJ
HIGHLAND FINANCIAL ADVISORS, LLC · RIVERDALE, NJ
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · RIVERDALE, NJ

More in Wayne, NJ

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