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Roman Jourdain Samuels

Russell Investments

Seattle, WA

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Current Employers
Russell Investments

401 Union Street 18Th Floor, Seattle, WA 98101 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-05-08
WA RA APPROVED 2019-05-08
  • TX RA
    APPROVED
    Since 2019-05-08
  • WA RA
    APPROVED
    Since 2019-05-08

Branch Locations

401 Union Street 18Th Floor, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self - Employed Denver CO 08/2016 09/2017
Sage Advisory Services Austin TX 10/2017 04/2019
Russell Investments Seattle WA 04/2019 Present
  • 08/2016 → 09/2017
    Self - Employed
    Denver, CO
  • 10/2017 → 04/2019
    Sage Advisory Services
    Austin, TX
  • 04/2019 → Present
    Russell Investments
    Seattle, WA
Previous Registrations
Other Businesses

Gemini Records; Musician; LLC formed for the purpose of copyrighting music; started in 2013; non-investment related; dedicates 1-10 per week.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-15
S65 Uniform Investment Adviser Law Examination 2018-01-24
S63 Uniform Securities Agent State Law Examination 2012-09-17
  • S66 Uniform Combined State Law Examination
    2019-07-15
  • S65 Uniform Investment Adviser Law Examination
    2018-01-24
  • S63 Uniform Securities Agent State Law Examination
    2012-09-17
Other Names
  • Roman Samuels

View on SEC IAPD

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Other Investors

JOHN DAVID ALBERG
JEFFREY ALAN MULLEN
CHRIS DARRYL FEATHERSTONE
WILLIAM LEE REECE
ANDREW JAMES BARFOOT
JONATHAN JACOB WITTLIN
MATTHEW ALLAN TIGERT
JENNA M BRAZILE

Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

More in Seattle, WA

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