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Dino Joseph Johnson

Janney Montgomery Scott LLC

Albany, NY

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-02-15
TX RA APPROVED 2024-02-15
  • NY RA
    APPROVED
    Since 2024-02-15
  • TX RA
    APPROVED
    Since 2024-02-15

Branch Locations

22 Corporate Woods Boulevard 4Th Floor, Albany, NY 12211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Albany NY 03/2014 09/2016
Raymond James Financial Services, Inc. Albany NY 09/2016 05/2022
Steward Partners Investment Advisory, Llc Albany NY 09/2016 02/2024
Steward Partners Global Advisory Llc Albany NY 04/2018 02/2024
Steward Partners Investment Solutions, Llc Albany NY 05/2022 02/2024
Janney Montgomery Scott Llc Albany NY 02/2024 Present
  • 03/2014 → 09/2016
    Wells Fargo Advisors Llc
    Albany, NY
  • 09/2016 → 05/2022
    Raymond James Financial Services, Inc.
    Albany, NY
  • 09/2016 → 02/2024
    Steward Partners Investment Advisory, Llc
    Albany, NY
  • 04/2018 → 02/2024
    Steward Partners Global Advisory Llc
    Albany, NY
  • 05/2022 → 02/2024
    Steward Partners Investment Solutions, Llc
    Albany, NY
  • 02/2024 → Present
    Janney Montgomery Scott Llc
    Albany, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-14
  • S66 Uniform Combined State Law Examination
    2014-05-14

View on SEC IAPD

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LPL FINANCIAL LLC
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WELLS FARGO CLEARING SERVICES, LLC

Other Investors

DANIEL DOUGLAS BAUER
BRETT PHILIP HARRIS
DOUGLAS JAMES BAUER
MICHAEL STEPHEN SHAPIRO
STEPHEN MARK PEER
RICHARD JEFFERY ANTHONY
GEORGE NICHOLAS BROWN
JOHN COLE BUFF

Other Offices

ALLSQUARE WEALTH MANAGEMENT, LLC · ALBANY, NY
CETERA INVESTMENT ADVISERS LLC · ALBANY, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Albany, NY
MPWM ADVISORY SOLUTIONS LLC · ALBANY, NY
CITIZENS SECURITIES, INC. · ALBANY, NY
LPL FINANCIAL LLC · ALBANY, NY
THE AFFINITY GROUP, LLC · ALBANY, NY
WELLS FARGO CLEARING SERVICES, LLC · ALBANY, NY

More in Albany, NY

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