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Current Employers
Ofg Financial Services, Inc.

120 Se 6Th Avenue Townsite Plaza #2, Suite 105, Topeka, KS 66603-3515 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2016-06-08
  • KS RA
    APPROVED
    Since 2016-06-08

Branch Locations

399 East Hudson P O Box 549, Fort Scott, KS 66701 • United States

Townsite Plaza #2, Suite 105 120 Se 6Th Avenue, Topeka, KS 66603-3515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ofg Financial Services, Inc Topeka KS 05/2000 Present
Other Businesses

D/B/A -- SEK INVESTMENTS, LLC LOCATED AT 399 EAST HUDSON, FORT SCOTT, KANSAS, NATURE OF THE D/B/A BUSINESS IS RETIREMENT PLANNING AND SELLING MUTUAL FUNDS AND VARIABLE ANNUITIES THROUGH OFG FINANCIAL SERVICES, INC., MEMBER NASD/SIPC., TOPEKA, KANSAS 66603. SEK FINANCIAL - LLC.; SEK PROPERTIES - LLC.; TARGET INSURANCE SERVICES-TERM LIFE INSURANCE & LONG-TERM CARE INSURANCE; SECURITY BENEFIT LIFE-FRINGE BENEFIT / SECTION 125 PLANS; BAY BRIDGE ADMINISTRATORS, AMERICAN HERITAGE, AFLAC, SECURITY BENEFIT -CANCER PLANS FRINGE BENEFIT / SECTION 125 PLANS; TERM LIFE INSURANCE - MILLENIUM BROKERAGE FIRM - TERM LIFE, LTC - COMMISSIONS; 3 RENTAL PROPERTIES OVERLAND PARK/FORT SCOTT/BRANSON-VERY MINIMAL UPKEEP; COUNTRY PLACE SENIOR LIVING/MEMORY CARE - PURCHASED 1 UNIT IN 2015; Jerry G. Wright Estate - Co-Administrator - help with transferring Jerry's accounts - no compensation - less than 1% time spent.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-25
S63 Uniform Securities Agent State Law Examination 2000-06-03
  • S65 Uniform Investment Adviser Law Examination
    2016-05-25
  • S63 Uniform Securities Agent State Law Examination
    2000-06-03
Other Names
  • Jim Sather

View on SEC IAPD

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