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Current Employers
Ofg Financial Services, Inc.

120 Se 6Th Avenue Townsite Plaza #2, Suite 105, Topeka, KS 66603-3515 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2025-02-27
MO RA APPROVED 2025-02-27
  • KS RA
    APPROVED
    Since 2025-02-27
  • MO RA
    APPROVED
    Since 2025-02-27

Branch Locations

399 East Hudson P O Box 549, Fort Scott, KS 66701 • United States

Townsite Plaza #2, Suite 105 120 Se 6Th Avenue, Topeka, KS 66603-3515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ofg Financial Services, Inc. Topeka KS 01/2002 Present
Other Businesses

SEK FINANCIAL SERVICES, LLC - RETIREMENT PLANNING AND SELLING MUTUAL FUNDS AND VARIABLE ANNUITIES THROUGH OFG FINANCIAL SERVICES INC.-COMMISSIONS-70% OF TIME SPENT; SEK FINANCIAL SERVICES, LLC - OFFERING TERM LIFE INSURANCE & LONG-TERM CARE INSURANCE FRINGE BENEFITS THRU BAY BRIDGE, MILLENIUM BROKERAGE, ASH BROKERAGE- KEMPER SUPPLEMENT INSURANCE SERVICES-COMMISSIONS-20%0F TIME SPENT; WINSTON PLACE, LLC.-APARTMENT RENTALS-OWNER-RENTAL INCOME-5% SPENT ON THIS;BSD PROPERTIES LLC-OFFICE RENTAL-RENTAL INCOME-5% OF TIME SPENT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-02-24
S63 Uniform Securities Agent State Law Examination 2000-06-30
  • S65 Uniform Investment Adviser Law Examination
    2025-02-24
  • S63 Uniform Securities Agent State Law Examination
    2000-06-30

View on SEC IAPD

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