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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • KS RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

207 E First St, Fort Scott, KS 66701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
411 Tech Llc Dba Insurancevault Fort Scott KS 07/2026 Present
  • 01/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 07/2026 → Present
    411 Tech Llc Dba Insurancevault
    Fort Scott, KS
Other Businesses

(1) LARKIN WITT FINANCIAL GROUP, 207 E 1ST ST, PO BOX 386, FORT SCOTT, KS 66701, INVESTMENTS AND INSURANCE; (2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 06/2018, APX NUMBER OF HOURS PER WEEK: 4, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, LONG TERM CARE, PROPERTY & CASUALTY ; (3) NAME OF OTHER BUSINESS: FORT SCOTT AREA COMMUNITY FOUNDATION ; INVESTMENT RELATED: NO; ADDRESS: P. O. BOX 901 FORT SCOTT, KS 66701; NATURE OF BUSINESS: NON PROFIT; START DATE: 07/2023; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: HELP GUIDE AND IMPROVE THE FOUNDATIONS WORK, ATTEND MEETINGS, AWARDS GRANTS AND SCHOLARSHIPS; (4) NAME OF OTHER BUSINESS: FORT SCOTT QUARTERBACK CLUB, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: NON-PROFIT, START DATE: 06/2025, POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT/TREASURER, APX NUMBER OF HOURS PER WEEK: 2, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: HELP TO RAISE MONEY FOR THE FORT SCOTT TIGER HIGH SCHOOL FOOTBALL PROGRAM THROUGH THE FORT SCOTT QUARTERBACK CLUB; APPROVE EXPENDITURES; (5) NAME OF OTHER BUSINESS: BLUECOLLARPATH.COM; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ONLINE DIRECTORY; START DATE: 03/2026; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 3; BRIEF DESCRIPTION OF DUTIES: ONLINE DIRECTORY, HELP PEOPLE FIND QUALITY TRADE PROGRAMS AND START CAREERS IN THE SKILLED TRADES; (6) NAME OF OTHER BUSINESS: 411 TECH LLC DBA INSURANCEVAULT; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: SOFTWARE / TECHNOLOGY; START DATE: 7/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OPERATOR OF A CONSUMER SOFTWARE COMPANY THAT HELPS INDIVIDUALS ORGANIZE AND STORE THEIR PERSONAL INSURANCE DOCUMENTS;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-09-04
S63 Uniform Securities Agent State Law Examination 2007-07-05
  • S65 Uniform Investment Adviser Law Examination
    2015-09-04
  • S63 Uniform Securities Agent State Law Examination
    2007-07-05

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