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333 East Main Street Suite 400, Louisville, KY 40202-1259 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2015-07-30 |
Branch Locations
333 East Main Street Suite 400, Louisville, KY 40202-1259 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Atlas Brown | Louisvile | KY | 06/2014 | Present |
| Private Client Services, Llc | Louisville | KY | 11/2015 | 12/2019 |
Friends of the Louisville Zoo; not investment related. 1100 Trevilian Way, Louisville, KY 40213. Support fundraising for the Louisville Zoo. Two hours per month, none during market hours. All Pro Championships, 2541 Holloway Road, Louisville, KY 40299. Non-investment related. Warehouse attendant for event merchandising company. 10 hrs/month, none during trading hrs. Atlas Brown, 333 E Main Street, Suite 400, Louisville, KY 40202. Producing IAR at RIA firm. 173 hrs/month, 140 hrs during trading hours. Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 2012-06-22 |
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