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Tate Thomas Lahey

Raymond James Financial Services Advisors, Inc

Redding, CA

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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-09
CA RA APPROVED 2019-09-18
  • TX RA
    APPROVED_RES
    Since 2026-07-09
  • CA RA
    APPROVED
    Since 2019-09-18

Branch Locations

1405 North Vicitor Avenue Suite C, Redding, CA 96003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 03/2012 07/2019
Raymond James Financial Services, Inc. Redding CA 09/2019 Present
Unemployed Redding CA 07/2019 09/2019
Raymond James Financial Services Advisors, Inc. Redding CA 09/2019 Present
Previous Registrations
  • 2012-07-09 → 2019-07-08
    Edward Jones
    St Louis, MO
    Redding, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-09
  • S66 Uniform Combined State Law Examination
    2012-05-09

View on SEC IAPD

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