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Anthony Craig Hauenstein

Raymond James Financial Services Advisors, Inc

Gig Harbor, WA

CRD 6035785

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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2015-07-24
  • WA RA
    APPROVED
    Since 2015-07-24

Branch Locations

7282 Stinson Avenue Nw Suite A, Gig Harbor, WA 98335 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Servives, Inc. Gig Harbor WA 05/2015 Present
Raymond James Financial Services Advisors Inc. Gig Harbor WA 07/2015 Present
Bush, Polen And Associates, Inc Gig Harbor WA 05/2015 Present
Musician In A Band Vaughn WA 01/1994 Present
T To L Inc Gig Harbor WA 09/2015 Present
  • 05/2015 → Present
    Raymond James Financial Servives, Inc.
    Gig Harbor, WA
  • 07/2015 → Present
    Gig Harbor, WA
  • 05/2015 → Present
    Bush, Polen And Associates, Inc
    Gig Harbor, WA
  • 01/1994 → Present
    Musician In A Band
    Vaughn, WA
  • 09/2015 → Present
    T To L Inc
    Gig Harbor, WA
Previous Registrations
Other Businesses

1) Name of Business: Bush, Polen and Associates, inc Address: 7282 Stinson Ave Ste A, Gig Harbor, WA, 98335, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 05/23/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Wealth Management 2) Band. Address: Vaughn, WA Nature of the Business: Musician Position/Title: Musician Investment Related: No Start Date: 01/01/1994 Hours per month devoted to this business: 20 Hours per month devoted to this business during trading hours: 0 Description of duties: Play music at various venues. 3) Name of Business : T TO L INC Address: 7282 Stinson Avenue N.W. Suite A, Gig Harbor, WA Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related: No Start Date: 09/20/2015 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: CEO

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-20
  • S66 Uniform Combined State Law Examination
    2012-08-20
Other Names
  • Anthony C Hauenstein
  • Tony Hauenstein

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