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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-02-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank | Los Angeles | CA | 08/2011 | 02/2022 |
| J.P. Morgan Securities Llc | Los Angeles | CA | 10/2012 | 02/2022 |
| Wells Fargo Clearing Services, Llc | Pasadena | CA | 03/2022 | 10/2023 |
| Wells Fargo Bank, Na | Pasadena | CA | 02/2022 | 10/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 10/2023 | 01/2025 |
| Bank Of America, N.A. | Los Angeles | CA | 11/2023 | 01/2025 |
| U.S. Bancorp Advisors, Llc | Northridge | CA | 02/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 2012-04-09 |
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