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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2017-03-25
  • CT RA
    APPROVED
    Since 2017-03-25

Branch Locations

6 Corporate Drive, Shelton, CT 06484 • United States

Shelton, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Shelton CT 08/2012 03/2017
Mml Investors Services, Llc Shelton CT 03/2017 Present
Mass Mutual Life Insurance Company Shelton CT 03/2017 Present
  • 08/2012 → 03/2017
    Metlife Securities Inc
    Shelton, CT
  • 03/2017 → Present
    Shelton, CT
  • 03/2017 → Present
    Mass Mutual Life Insurance Company
    Shelton, CT
Previous Registrations
  • 2016-05-04 → 2017-03-25
    Msi Financial Services, Inc.
    Shelton, CT
    New York, NY
Other Businesses

(1) Name: Risk Insurance and Associates Inv rel: Y Add: Residential address Nature: Outside Insurance Sales Position: Agent Start date: 05/01/2020 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: Life, Disability, LTC, Fixed annuities, and health (2) Name: Barnum Inforce Insights (BII / B2) Inv rel: Y Add: 6 Corporate Drive Shelton CT 06484 Nature: Consulting - software for financial advisors Position: Owner Start date: 2/1/2021 No. HR/MO: 1 No. HR/MO during sec trading:0 Describe duties: Provide guidance on vision and strategy and assists partners on sales opportunities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-19
  • S66 Uniform Combined State Law Examination
    2016-04-19
Other Names
  • Niko Vamvakas

View on SEC IAPD

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