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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-12-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management | San Angelo | TX | 02/2016 | 06/2017 |
| Edward Jones | Round Rock | TX | 06/2017 | 11/2017 |
| Northwestern Mutual Life Insurance Company | Austin | TX | 12/2017 | 05/2018 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2018 | 05/2018 |
| Guardian Life Insurance Co Of America | Austin | TX | 06/2018 | 05/2020 |
| Park Avenue Securities | Austin | TX | 08/2018 | 05/2020 |
| Ascendant Alternative Strategies | New York | NY | 05/2020 | 08/2020 |
| Ascendant Capital | Austin | TX | 05/2020 | 08/2020 |
| White Aspen Capital | Dallas | TX | 08/2020 | 02/2022 |
| Guardian/Park Avenue Securities | Austin | TX | 06/2018 | 05/2020 |
| Lpl Financial Llc | Holland | TX | 04/2022 | 04/2024 |
| Creative Resources Investment Advisors Llc | Cranston | RI | 04/2024 | 12/2025 |
| Creative Resources Broker Services, Llc | Cranston | RI | 07/2024 | 12/2025 |
| Massmutual Life Insurance Co | Austin | TX | 12/2025 | Present |
| Mml Investors Services, Llc | Austin | TX | 12/2025 | Present |
Name: Charles King Inv Rel: Y Add: Nature: 317 Grace Lane, Suite 250, Austin, TX 78746 Outside Insurance Sales Position: Insurance Broker Start Date: 02/18/2026 No. Hr/Mo: 40 No. Hr/Mo During Sec Trading: 2 Duties: Life, disability, long-term care, fixed annuities, health.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 2012-12-07 |
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