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Christopher Collin Boone

Robert W. Baird & Co. Incorporated

Louisville, KY

New Albany, IN

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-04-21
KY RA APPROVED 2019-10-18
  • IN RA
    APPROVED
    Since 2026-04-21
  • KY RA
    APPROVED
    Since 2019-10-18

Branch Locations

500 West Jefferson St., Louisville, KY 40202 • United States

New Albany, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L. Lyons, Llc Louisville KY 01/2015 12/2017
Jjb Hilliard Wl Lyons Llc Louisville KY 12/2017 Present
Robert W. Baird & Co. Incorporated Louisville KY 10/2019 Present
  • 01/2015 → 12/2017
    J.J.B. Hilliard, W.L. Lyons, Llc
    Louisville, KY
  • 12/2017 → Present
    Jjb Hilliard Wl Lyons Llc
    Louisville, KY
  • 10/2019 → Present
    Robert W. Baird & Co. Incorporated
    Louisville, KY
Previous Registrations
  • 2016-12-27 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Louisville, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-23
S63 Uniform Securities Agent State Law Examination 2012-03-23
  • S66 Uniform Combined State Law Examination
    2016-12-23
  • S63 Uniform Securities Agent State Law Examination
    2012-03-23
Other Names
  • Chris Boone
  • Chris Collin Boone

View on SEC IAPD

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