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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-26
CA RA APPROVED 2021-02-08
  • TX RA
    APPROVED_RES
    Since 2026-06-26
  • CA RA
    APPROVED
    Since 2021-02-08

Branch Locations

400 Capitol Mall Ste 1700 [Nm-Rbo], Sacramento, CA 95814 • United States

3440 Palmer Dr Ste 8A, Cameron Park, CA 95682 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Cameron Park CA 12/2009 Present
Wells Fargo Advisors, Llc Sacramento CA 02/2012 11/2016
Wells Fargo Clearing Services, Llc Cameron Park CA 11/2016 Present
  • 12/2009 → Present
    Wells Fargo Bank, N.A.
    Cameron Park, CA
  • 02/2012 → 11/2016
    Wells Fargo Advisors, Llc
    Sacramento, CA
  • 11/2016 → Present
    Cameron Park, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-06
S63 Uniform Securities Agent State Law Examination 2012-04-21
  • S66 Uniform Combined State Law Examination
    2021-02-06
  • S63 Uniform Securities Agent State Law Examination
    2012-04-21

View on SEC IAPD

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