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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-10
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2019-04-22
  • TX RA
    APPROVED_RES
    Since 2022-05-10
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2019-04-22

Branch Locations

250 Delaware Avenue, Buffalo, NY 14202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Buffalo NY 02/2012 04/2019
Morgan Stanley Private Bank, National Association New York NY 01/2015 04/2019
Ubs Financial Services Buffalo NY 04/2019 Present
  • 02/2012 → 04/2019
    Morgan Stanley Smith Barney
    Buffalo, NY
  • 01/2015 → 04/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 04/2019 → Present
    Ubs Financial Services
    Buffalo, NY
Previous Registrations
Other Businesses

NEW YORK STATE GOLF ASSOCIATION, EXECUTIVE COMMITTEE MEMBER, CONDUCT GOLF TOURNAMENTS THROUGHOUT NEW YORK STATE, 2 HOURS A MONTH, NO COMPENSATION BUFFALO DISTRICT GOLF ASSOCIATION, BOARD OF DIRECTORS, CONDUCT GOLF TOURNAMENTS IN THE WESTERN NEW YORK AREA, 2 HOURS A MONTH, NO COMPENSATION PURSUE YOUR IT FOUNDATION, BOARD OF DIRECTORS, GOLF RELATED FOUNDATION TO HELP TEACH AND GROW UNDERPRIVELEDGE YOUTHS, 1 HOUR A MONTH, NO COMPENSATION WESTERN NEW YORK PGA REACH FOUNDATION INDEPENDENT DIRECTOR, GIVING BACK TO GOLF IN THE WNY AREA WORKING WITH THE PGA, 1 HOUR A MONTH, NO COMPENSATION WOMEN'S AND CHILDREN'S FOUNDATION OF BUFFALO GOLF TOURNAMENT CO-CHAIR, RUN A GOLF TOURNMANET FOR THE FOUNDATION, 4 HOURS A MONTH, NO COMPENSATION NEW YORK STATE GOLF ASSOCIATION / 4933 JAMESVILLE RD. JAMESVILLE, NEW YORK 13078 / United States / Association (e.g. Trade or Industry, Sport) / Sport & Leisure Facilities / TO CONDUCT GOLF CHAMPIONSHIPS THROUGHOUT NEW YORK STATE / Member of Board of directors / / I ASSIST IN THE OPERATIONS OF THE NEW YORK STATE GOLF ASSOCIATION IN CONDUCTION GOLF CHAMPIONSHIPS THROUGHOUT THE STATE / Start Date 1/1/2018 / BUFFALO DISTRICT GOLF ASSOCIATION / 8265 SHERIDAN DRIVE BUFFALO, NEW YORK 14221 / United States / Association (e.g. Trade or Industry, Sport)/ Sport & Leisure Facilities / TO CONDUCT GOLF TOURNAMENTS AND SCHOLARSHIPS IN THE BUFFALO AREA. / Member of Board of directors / I HELP WITH THE RUNNING OF THE ORGANIZATION FROM THE BOARD OF DIRECTORS POSITION. / Start Date 9/1/2016 /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-11
  • S66 Uniform Combined State Law Examination
    2012-05-11
Other Names
  • Jamie Miller

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