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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-10-05
  • CA RA
    APPROVED
    Since 2022-10-05

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Benicia, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Paychex Securities Corporation San Ramon CA 06/2016 10/2016
Gwfs Equities, Inc. Greenwood Village CO 05/2017 Present
Paychex San Ramon CA 06/2016 10/2016
Unemployed Martinez CA 10/2016 05/2017
  • 06/2016 → 10/2016
    Paychex Securities Corporation
    San Ramon, CA
  • 05/2017 → Present
    Gwfs Equities, Inc.
    Greenwood Village, CO
  • 06/2016 → 10/2016
    Paychex
    San Ramon, CA
  • 10/2016 → 05/2017
    Unemployed
    Martinez, CA
Previous Registrations
  • 2005-11-22 → 2006-03-16
    San Francisco, CA
  • 2001-06-01 → 2004-03-23
    Morgan Stanley Dw Inc.
    Concord, CA
Other Businesses

1) Being Frankish, Inc.; Owner; Sustainable; Marketing and selling a recyclable aluminum straw. My business concept is to simply help people to slowly change from using one time use products to sustainable environmentally-friendly products. 2) Parrot Tulip Group LLC / President. Real Estate Investments.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-28
S63 Uniform Securities Agent State Law Examination 2001-01-05
  • S65 Uniform Investment Adviser Law Examination
    2022-09-28
  • S63 Uniform Securities Agent State Law Examination
    2001-01-05
Other Names
  • Paula Young
  • Paula Young
  • Paula Young Frank
  • Paula Young

View on SEC IAPD

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