Thomas Keith Kelly

Current Employers

Aspire Private Capital

19410 Jetton Road Suite 110, Cornelius, NC 28031 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2015-01-22

NC RA
APPROVED

Since 2015-01-22

Branch Locations

19410 Jetton Road Suite 110, Cornelius, NC 28031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Covenant Private Capital	Mooresville	NC	06/2005	Present
Global Financial Private Capital	Sarasota	FL	02/2012	06/2017
Aspire Private Capital, Llc	Cornelius	NC	07/2014	Present

06/2005 → Present

Covenant Private Capital

Mooresville, NC
02/2012 → 06/2017

Global Financial Private Capital

Sarasota, FL
07/2014 → Present

Aspire Private Capital, Llc

Cornelius, NC

Previous Registrations

2012-02-17 → 2017-06-12

Global Financial Private Capital, Inc.

Mooresville, NC

Sarasota, FL

Other Businesses

(1) COVENANT PRIVATE CAPITAL - OWNER - INVESTMENT-RELATED - INSURANCE AND ANNUITY PRODUCT SALES - START DATE 06/2005 - 4334 ARTESIAN COVE CT, DENVER, NC 28037 - 11 HOURS/MONTH - 11 DURING SECURITIES TRADING HOURS || (2) ESTATE & RETIREMENT CONSULTANTS OF THE FOOTHILLS DBA ASPIRE INSURANCE SOLUTIONS - MARKETING CONSULTANT - INVESTMENT-RELATED - INSURANCE AND ANNUITY PRODUCT MARKETING - START DATE 01/2014 - 1333 2ND ST NE SUITE 310, HICKORY, NC 28601 - 5 HOURS/MONTH - 5 DURING SECURITIES TRADING HOURS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-10-15

S65 Uniform Investment Adviser Law Examination

2011-10-15

View on SEC IAPD

Current Employers

Aspire Private Capital

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

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