Inactive

Mackenzie Moen Richards

Sk Wealth Management, LLC

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Current Employers

Sk Wealth Management, Llc

50 Holden St, Providence, RI 02908-5757 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2021-02-28

RI RA
APPROVED

Since 2021-02-28

Branch Locations

50 Holden St, Providence, RI 02908-5757 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	San Diego	CA	11/2015	05/2017
Stratos Wealth Partners	San Diego	CA	11/2015	10/2016
Citizens Securities, Inc.	Narragansett	RI	06/2017	03/2018
Commonwealth Financial Network	Waltham	MA	03/2018	Present

11/2015 → 05/2017

Lpl Financial Llc

San Diego, CA
11/2015 → 10/2016

Stratos Wealth Partners

San Diego, CA
06/2017 → 03/2018

Citizens Securities, Inc.

Narragansett, RI
03/2018 → Present

Commonwealth Financial Network

Waltham, MA

Previous Registrations

2018-03-15 → 2020-06-05

Commonwealth Financial Network

North Kingstown, RI

Providence, RI

Cranston, RI
2017-06-27 → 2018-03-05

Citizens Securities, Inc.

Narragansett, RI

Westerly, RI

Deep River, CT
2015-11-24 → 2016-11-15

Stratos Wealth Partners, Ltd

San Diego, CA
2013-12-06 → 2015-11-24

Wells Fargo Clearing Services, Llc

San Diego, CA
2013-01-29 → 2013-12-02

Lpl Financial Llc

Taunton, MA

Attleboro, MA

North Kingston, RI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-01-23

S66 Uniform Combined State Law Examination

2013-01-23

Designations

Other Names

Mackenzie M Richards

View on SEC IAPD

Other Firms

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ERNST & YOUNG INVESTMENT ADVISERS LLP

BLUE FIN CAPITAL, INC.

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STIFEL, NICOLAUS & COMPANY, INCORPORATED

BARRETT & COMPANY

WELLTH ADVISORY SERVICES, LLC

WEYBOSSET RESEARCH & MANAGEMENT, LLC

Other Investors

JOHN HENRY MULLEN

ANDREW E. SNAPE

GREGORY JOSEPH LAVINE

JOHN BOND TREVOR

JOAN MARIE CAINE

CHARLES BATEMAN PARSONS

EDWIN G FISCHER

STACEY LEA STERNBERG

Other Offices

PARSONS CAPITAL MANAGEMENT INC · PROVIDENCE, RI

PARSONS CAPITAL MANAGEMENT INC · PROVIDENCE, RI

ERNST & YOUNG INVESTMENT ADVISERS LLP · PROVIDENCE, RI

BLUE FIN CAPITAL, INC. · PROVIDENCE, RI

WASHINGTON TRUST ADVISORS · Providence, RI

WASHINGTON TRUST ADVISORS · Providence, RI

STIFEL, NICOLAUS & COMPANY, INCORPORATED · PROVIDENCE, RI

BARRETT & COMPANY · PROVIDENCE, RI

More in Providence, RI

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