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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-03-02 |
| MI | RA | APPROVED | 2014-04-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner And Smith Incorporated | Saginaw | MI | 10/2013 | Present |
| Bank Of America, N.A. | Saginaw | MI | 06/2014 | Present |
I*81627FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: THE OPTIMIST CLUB OF SAGINAWINVESTMENT RELATED: NADDRESS OF BUSINESS:SAGINAW, MICHIGAN 48603NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 5/14/2015NUMBER OF HOURS DEVOTED: 15 HOUR(S) QUARTERLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 10DUTIES: PRESIDENT OF THE OPTIMIST CLUB. RUN THE WEEKLY MEETING WHEN I AM ABLE TO ATTEND. THE PURPOSE OF THE ENTITY IS TO PROMOTE OPTIMISM IN LOCAL CHILDREN. GIVE SCHOLARSHIPS AND FUND RAISE.I*124612For profit or not for profit: Non-Profit OrganizationName of outside business organization: Exchange Club of SaginawInvestment related: NAddress of business:Saginaw, Michigan 48603Nature of business: Charitable Organization,Position, title, association: Officer, Start date of relationship: 7/1/2019Number of hours devoted: 8 hour(s) MonthlyNumber of hours devoted during trading hours: 4Duties: America's Service Club is a group of men and women working together to make our communities better places to live through programs of service in Americanism, Community Service, Youth Activities,Prevention of Child Abuse. I will be PresidentI*2086327, Entity Type, Entity Charitable, Name of OBA: Self Love Beauty - Doing Business as LEAD, Address: Midland, MI, 48640, Investment Related: No, Position, Title, Association: Board Member, Employee Start Date: 01/01/2025, No Hours: 10hrs/Ann, No Hours during trading: 1, Duties: LEAD's mission is to empower people with practical tools to become their most confident self. I am asked to help the entity drive future growth of the non-profit by sitting on the board.I*2125260, Entity Type: Fiduciary, Name of OBA: AW, Address: Saginaw, Michigan, 48602, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 12/12/2024, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: I*: 3003272 Entity Type: Entity Charitable Name of OBA: Frankenmuth Dog Bowl Inc Address: Frankenmuth, Michigan 48734 Investment Related: N Position, Title, Association: Board Member Employee Start Date: 10/15/2025 No Hours: 2hr/yr No Hours during trading: 2hr/yr Duties: nonprofit organization that advocates for responsible pet ownership through educational programs and world-class events like the annual Dog Bowl! The nonprofit supports charitable endeavors such as police canine training programs to promote safer communities, defraying medical and adoption costs for families in need, and funding pet-related military and service organizations. Position to fill out the required board seats for the organization and commitment to attend 1hr bi-annual board meetings
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-17 |
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