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Tracy D Harper

Morgan Stanley

Louisville, KY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-12
KY RA APPROVED 2021-10-05
  • TX RA
    APPROVED
    Since 2021-10-12
  • KY RA
    APPROVED
    Since 2021-10-05

Branch Locations

4969 Us Highway 42 Suite 1200, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Louisville KY 08/2005 12/2019
Ameriprise Financial Services, Inc Louisville KY 12/2019 09/2021
Morgan Stanley Louisville KY 09/2021 Present
  • 08/2005 → 12/2019
    Morgan Stanley
    Louisville, KY
  • 12/2019 → 09/2021
    Ameriprise Financial Services, Inc
    Louisville, KY
  • 09/2021 → Present
    Morgan Stanley
    Louisville, KY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-23
  • S66 Uniform Combined State Law Examination
    2015-10-23
Other Names
  • Tracy Darlene Ruzanka
  • Tracy Darlene Harper

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · LOUISVILLE, KY
WAYCROSS GP, LLC · LOUISVILLE, KY
WAYCROSS PARTNERS, LLC · LOUISVILLE, KY
PNC WEALTH MANAGEMENT LLC · Louisville, KY
KESTRA ADVISORY SERVICES, LLC · Louisville, KY
LPL FINANCIAL LLC · LOUISVILLE, KY
LPL FINANCIAL LLC · LOUISVILLE, KY
LPL FINANCIAL LLC · LOUISVILLE, KY

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