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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-08 |
| WA | RA | APPROVED | 2017-11-17 |
Branch Locations
One Fifth Street Suite 300, Wenatchee, WA 98801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Wenatchee | WA | 01/2012 | Present |
1. Washington State Notary Public; 416 Sid Snyder Ave SW Olympia WA 98501; Notary Public; Notarize documents for clients; 01/23/2024; 10 hrs/year; During security trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-24 |
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