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John Andrew Frank

Osaic Wealth, Inc.

Roseland, NJ

Red Bank, NJ

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-01-24
  • NJ RA
    APPROVED
    Since 2025-01-24

Branch Locations

Roseland, NJ • United States

125 Half Mile Road Suite 102, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Summit Equities, Inc. Parsippany NJ 02/2007 09/2017
Summit Financial Resources, Inc. Parsippany NJ 06/2014 09/2017
Summit Risk Management, Inc. Parsippany NJ 03/2016 09/2017
Lincoln Financial Advisors Corporation Red Bank NJ 10/2017 01/2025
Osaic Wealth, Inc. Red Bank NJ 01/2025 Present
  • 02/2007 → 09/2017
    Summit Equities, Inc.
    Parsippany, NJ
  • 06/2014 → 09/2017
    Summit Financial Resources, Inc.
    Parsippany, NJ
  • 03/2016 → 09/2017
    Summit Risk Management, Inc.
    Parsippany, NJ
  • 10/2017 → 01/2025
    Lincoln Financial Advisors Corporation
    Red Bank, NJ
  • 01/2025 → Present
    Osaic Wealth, Inc.
    Red Bank, NJ
Previous Registrations
  • 2017-10-03 → 2025-01-24
    Osaic Fa, Inc.
    Iselin, NJ
    Red Bank, NJ
  • 2016-03-31 → 2017-10-05
    Summit Equities, Inc.
    Piscataway, NJ
    Parsippany, NJ
    West Caldwell, NJ
    Red Bank, NJ
  • 2016-04-05 → 2017-10-05
    Summit Financial Resources Inc
    Parsippany, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-06-04
S63 Uniform Securities Agent State Law Examination 2004-12-16
  • S65 Uniform Investment Adviser Law Examination
    2014-06-04
  • S63 Uniform Securities Agent State Law Examination
    2004-12-16
Other Names
  • John Andrew Frank

View on SEC IAPD

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Other Offices

KENSINGTON FINANCIAL ADVISORS LLC · ROSELAND, NJ
DIVERSIFIED PLANNING STRATEGIES ADVISORS LLC · ROSELAND, NJ
EMPOWERED RETIREMENT, INC. · ROSELAND, NJ
LEGACY EDGE ADVISORS · Roseland, NJ
MML INVESTORS SERVICES, LLC · Roseland, NJ
GRAND RIDGE CAPITAL, LLC · ROSELAND, NJ
ALLIANCE WEALTH MANAGEMENT GROUP, LLC · Roseland, NJ
LPL FINANCIAL LLC · ROSELAND, NJ

More in Roseland, NJ

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