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Ryan Garrett Riffe

Swbc Investment Company

San Antonio, TX

CRD 6025818

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Employer firm

Swbc Investment Company CRD 140994

$256M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Swbc Investment Company

9311 San Pedro Avenue Suite 600, San Antonio, TX 78216-4459 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-08-17
  • TX RA
    APPROVED
    Since 2015-08-17

Branch Locations

9311 San Pedro Avenue Suite 600, San Antonio, TX 78216-4459 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advisors Asset Management, Inc Monument CO 02/2012 Present
Swbc Investment Services Llc San Antonio TX 08/2015 Present
Swbc Investment Company San Antonio TX 08/2015 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-22
  • S66 Uniform Combined State Law Examination
    2012-05-22

View on SEC IAPD

Nearby Firms

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ROCKEFELLER FINANCIAL LLC

Nearby Investors

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ABIGAIL CLAUDIO-JACKSON
RYAN MCCLEARY

Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
1900 WEALTH · SAN ANTONIO, TX

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