Nicole Louise Roberts

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 06/2024
  Various Insurance Carriers For W&R Insurance Agencies
  Salt Lake City, UT
• 09/2014 → 08/2017
  Waddell & Reed, Inc
  Salt Lake City, UT
• 02/2016 → 07/2017
  Byu Management Society
  Salt Lake City, UT
• 09/2014 → 06/2024
  Nicole Polatis Insurance Agent
  Farmington, UT
• 08/2017 → 06/2024
  Rh Advisors, Llc
  Farmington, UT
• 04/2013 → Present
  Young Living Essential Oils
  Kaysville, UT
• 05/2018 → 06/2024
  Rh Advisors, Llc
  Farmington, UT
• 08/2017 → 04/2019
  United Planners Financial Services
  Farmington, UT
• 11/2020 → 06/2024
  Rh Advisors, Llc
  Farmington, UT
• 07/2024 → Present
  Wealth Enhancement Group
  Farmington, UT
• 07/2024 → Present
  Wealth Enhancement Advisory Services
  Farmington, UT

Previous Registrations

• 2018-09-04 → 2024-07-03
  Rock House Financial
  Farmington, UT
• 2017-08-08 → 2019-05-29
  United Planners' Financial Services Of America A Limited Partner
  Farmington, UT
  Scottsdale, AZ
  Cottonwood Heights, UT
• 2014-09-30 → 2017-08-14
  Waddell & Reed
  Clearfield, UT
  Scottsdale, AZ

Other Businesses

- YOUNG LIVING ESSENTIAL OILS - KAYSVILLE, UT - DISTRIBUTOR. 1 HOUR PER MONTH, 0 HOURS DURING TRADING HOURS. WEALTH ENHANCEMENT GROUP - INVESTMENT RELATED - FARMINGTON, UT - FIXED INSURANCE - FINANCIAL ADVISOR - START DATE: 07/2024 - 8 HOURS SPENT PER MONTH, 8 HOURS SPENT DURING TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-09-29
• S63 Uniform Securities Agent State Law Examination
  2012-04-21

Designations

• Certified Financial Planner

Other Names

• Nicole L Polatis
• Nicole Polatis
• Nicole Louise Polatis