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3075 Townsgate Road Suite 350, Westlake Village, CA 91361 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-08 |
Branch Locations
3075 Townsgate Road Suite 350, Westlake Village, CA 91361 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pasadena | CA | 06/2010 | 12/2016 |
| Tiaa-Cref Individual & Institutional Services, Llc | Irvine | CA | 12/2016 | Present |
| Tiaa | Irvine | CA | 12/2016 | Present |
| Bank Of America Na | Pasadena | CA | 06/2010 | 12/2016 |
| One Capital Management, Llc | Westlake Village | CA | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 2005-07-29 |
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