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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2025-06-30
  • NE RA
    APPROVED
    Since 2025-06-30

Branch Locations

9839 S 168Th Ave. Ste. 2F, Omaha, NE 68136 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Omaha NE 02/2012 04/2022
Commonwealth Financial Network / Soar Wealth Strategies Omaha NE 04/2022 08/2024
Commonwealth Financial Network Waltham MA 08/2024 06/2025
Soar Wealth Strategies Omaha NE 08/2024 Present
Cambridge Investment Research, Inc. Fairfield IA 06/2025 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2025 Present
  • 02/2012 → 04/2022
    Edward Jones
    Omaha, NE
  • 04/2022 → 08/2024
    Commonwealth Financial Network / Soar Wealth Strategies
    Omaha, NE
  • 08/2024 → 06/2025
    Waltham, MA
  • 08/2024 → Present
    Soar Wealth Strategies
    Omaha, NE
  • 06/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 06/2025 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1) PENNY KREIKEMEIER, Gretna NE 68028, United States, 10/2016, OWNER, RETAIL SALES, NIR, 2 HR/MO - 0 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-01
  • S66 Uniform Combined State Law Examination
    2024-03-01

View on SEC IAPD

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