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303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-10-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Columbus | GA | 02/2012 | 11/2016 |
| Wells Fargo Bank Na | Columbus | GA | 08/2011 | 10/2018 |
| Wells Fargo Clearing Services, Llc | Columbus | GA | 11/2016 | 10/2018 |
| Bb&T Securities, Llc | Richmond | VA | 10/2018 | 02/2021 |
| Bb&T | Montgomery | AL | 10/2018 | 01/2019 |
| Bbtis | Charlotte | NC | 10/2018 | 02/2021 |
| Bb&T | Montgomery | AL | 01/2019 | 02/2021 |
| Truist Investment Services, Inc. | Montgomery | AL | 02/2021 | Present |
| Truist Advisory Services, Inc. | Atlanta | GA | 02/2021 | Present |
RENTAL PROPERTY POSITION: Owner NATURE: Rental property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/04/2014 ADDRESS: 1810 Lonesome Pine, Phenix City AL 36869 RENTAL PROPERTY POSITION: owner NATURE: Potential Rental property in Phenix City INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/07/2020 ADDRESS: 1500 9th Place, Phenix City AL 36867 ALPHA UPSILON LAMBDA EDUCATIONAL FOUNDATION POSITION: Board Member NATURE: The Foundation's activities in accomplishing its goal is primarily derive from distribution of funds generated from fundraising activities; and the volunteering of time and expertise by the Foundation and fraternity members to exempt organizations such as, but not limited, The Boys Scouts, YMCA, religious organizations that have established programs in tutoring, mentoring, youth development, elimination of illiteracy and juvenile delinquency prevention INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/30/2019 ADDRESS: 754 South Jackson Street, Montgomery AL 36104 FEEDING THE VALLEY FOOD BANK POSITION: Board Member NATURE: Feed the Valley is a centralized source for receiving and distributing donated food, fresh produce, and grocery products from national and local retail donors as well as seasonal produce from local providers. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2025 ADDRESS: Columbus, GA, United States DESCRIPTION: Ensure the organization is following the policy oversight committee. Set Strategic long-term plan for the organization. Serve as an ambassador for the organization in the community. Help support varies program at Feeding the Valley.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2012-03-21 |
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