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Dustin Johnson Javier

Defined Capital LLC

Oak Brook, IL

CRD 6025214

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Employer firm

Defined Capital LLC CRD 317360

$43.6M regulatory AUM 2 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Defined Capital Llc

1550 Spring Road, Suite 215, Oak Brook, IL 60523 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-01-01
  • IL RA
    APPROVED
    Since 2022-01-01

Branch Locations

1550 Spring Road, Suite 215, Oak Brook, IL 60523 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ausdal Financial Partners, Inc. Davenport IA 05/2016 12/2021
Defined Capital Llc Oak Brook IL 01/2022 Present
Defined Capital Llc Oak Brook IL 10/2021 Present
Dustin Javier, Sole Proprietor Oak Brook IL 04/2013 Present
Previous Registrations
Other Businesses

Dustin Javier, Sole Proprietor; Oak Brook, IL; Investment Relates; Fixed Insurance Sales, Insurance Agent; Started 04/2013; Majority of time spent in this activity.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-29
  • S66 Uniform Combined State Law Examination
    2012-03-29
Designations
  • Certified Financial Planner
Other Names
  • Dustin Javier

View on SEC IAPD

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